• Need to offer more products to serve the needs of different class of investors.
• Need for Cost rationalization;
  • Lower round trip cost of transaction for investors
  • Lower compliance cost for intermediaries.
• To encourage shared infrastructure facilities for intermediaries.

• ANMI an important body
• Need to increase channelization of savings into equity
• Need to ensure safe market for investors
• Volatility is hurting investors sentiments
• Entry points for retail investors are IPO and MFs. They should instill confidence in investors.
• Intermediaries should always ensure welfare of investors and recommend suitable product at right valuation to retail investors.
• Our financial sector could withstand global turmoil with no significant impact except forex fluctuation.
• Need to step up measures like QFI to ensure stable Forex inflow and help to manage Forex gap.
• Steps to create enablers for encouraging Indian financial firms become International players so that local businesses do not have to depend on foreign firms to source their foreign financial resources.

• Multiplicity of Inspections
• SEBI Registration process for intermediaries and multiplicity of registration
• Income tax issues (sec. 73)
• LES for Debt market, approaching banks and institutions holding debit inventories to participate.
• Need for review of existing market structure for modification to facilitate presence of all categories of players in market, investors, speculators, hedgers, arbitrageurs and also to ensure adequate counter balance mechanism and reduce volatility.
• Need to review margin funding scheme, SLBM, NBFC
• Training /Examinations issues – suggestion to introduce refresher programs like CPE and recognize ANMI’s meetings and training programs for that.
• IPO safety net
• Lower segmentation and increase more Cross margining benefits
• Encourage SIP and ETF
• SCRR (2(1)(f)) restrictions regarding lending/borrowing and to take up other business to be reviewed.
• ANMI should take up issues identified for the review by Regulators.

• Genesis of New KYC-Feedback of Investors, Bulky documents, many signatures, Multiple agreements, Mixing up of Standard Terms and bilateral terms.
• Components of KYC Documents- Index of Documents (Annexure 1), KYC Form (Annexure 2), Information relating to Trading Account (Annexure 3), Document relating to Rights and Obligations (Annexure 4), Uniform Risk Disclosure Documents (Annexure 5), Guidance Note on Dos and Don'ts (Annexure (6), Policies and Procedures, Tariff Sheet, Voluntary Documents.
• Highlights of KYC - One document across Exchanges & segments, Very Few signatures required Requirements of Agreements not relevant, Common Rights and Obligations, Nomination Facility, Cost of Documentation, In person Verification through webcam, Clear idea of tariffs.
• Impact on Existing Clients- Re-execution of KYC not required, Consent letter to avail internet facility/ web based trading/ electronic contract note/ additional segment, Acknowledgement for having read and received the Rights and obligations & Risk Disclosure documents of new KYC, Nomination facility can be availed of by existing clients by way of a request letter.

• The Genesis of New KYC
• Components of KYC Documents
• Highlights of KYC
• Impact on Existing Clients

1. Clearing and settlement issues.
2. Future & Option Issues related to margins, transaction charges, and liquidity as the criteria of F & O Scrips.
3. Various other problems faced by Members including SMS Registration, pitfalls in advance brokerage, frequency of Inspections, Running Account Authorization, Self clearing / delivery in Currency Futures, Retail Participation in Interest Futures, Dabba Trading, High connectivity costs, Interest on Cash Component, of BC / ABC, Review of Existing Products and New Products, steps to arrest decline in FNO segment, ETF in Silver, Cross border products in India and from India.
   National Skills Registry (NSR) is a NASSCOM initiative to have a reliable information database of employees working in the IT / ITes and other select industries. This creates a trusted and permanent fact sheet of information about each individual employee alongwith background check reports. This is a global security best practice for the industry which assures identity security and industry acceptance of honest professionals.

1. The professionals can create their own profile on NSR; Subscriber companies can view their profile only if we authorize them to view.
2. Professionals (or their employers on their behalf )can order a background check of registered profile using the services of NSR empanelled background checker (EBC)
3. This will be the permanent profile with biometric uniqueness and background check report, which can be accessed anytime.

Welcome Address - Mr. Uday Tardalkar, Vice – President, Operations of Tata Securities Limited

Program Inauguration - Mr. Kishore Kansagra, Chairman, ANMI – WIRC

Keynote Address - Mr. Ravi Apte

"Technology Trends in Exchanges” - Mr. N Murlidaran, CEO of NSE Infotech Services

“IT in Brokerage Operations and Risk Management” - Mr. Nanda Mohan Shenoy, President ISACA (Mumbai Chapter)

“Business continuity Management & Disaster Recovery Planning” - Mr. Shankar Gawade, Enam Securities Limited

The Seminar was attended by 170 persons who appreciated the practical inputs from the speakers. As usual, ANMI received a high level of support from NSEIL who provided their Auditorium including the premises outside the auditorium to set up stalls of systems providers aimed at interaction with members.

ANMI also expresses its gratitude to the Sponsors and stall holders of the IT Seminar which included National Stock Exchange of India Limited, Chella Software Private Limited, Netmagic Solutions Private Limited, Netgains Solutions Private Limited, Prism Cybersoft Private Limited, Dion Global Solutions, Elina Networks Private Limited, Standard Software (P) Limited and Tech Excel Software Solutions Private Limited as stall holders.

The National Stock Exchange of India Limited and Chella Software Private Limited were the main sponsors for the initiative.

• Introduction to W D Gann Theory
• Concept of squaring of Time and Price
• Gann Angles & Square of 9
• Practical Application of different trading ideas based on W D Gann Theory
• W D Gann Miscellanea

• Evolution of Algorithmic Trading,
• Advantages of Algorithmic trading,
• The target audience for whom algorithmic trading would be beneficial,
• Market participants
• Risks that are involved in algorithmic trading
• The procedure of using Algorithmic trading solution