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Our Submissions & Presentations to SEBI (Securities and Exchange Board of India):
| S.No. |
Issues |
Date of Letter |
Download |
| 1. |
Presentation to SEBI Chairman
PRIORITY ITEMS
Concerns over Falling Market Depth
Limitation Period for Investor Complaints
Margin Funding Norms
OTHER ITEMS
Derivatives Exposure in PMS
Market Wide Limits
Disclosure of Institutional Trades
PAN / DP ID verification during IPO building
Know Your Client (KYC)
Trade Confirmation by SMS
Consolidation amongst Brokers
Net Worth Criteria for Stock Brokers
Takeover Regulations
SEBI Debarment Orders
Permission to grant members to register trading firms
a Limited Liability Partnerships (LLP)
Shareholders not forming part of dominant group
Subsidiaries Abroad
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24-03-11 |
Download
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Letters to SEBI
| S.No. |
Issues |
Date of Letter |
Download |
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