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Our Submissions & Presentations to SEBI (Securities and Exchange Board of India):

S.No. Issues Date of Letter Download
1. Presentation to SEBI Chairman

PRIORITY ITEMS
1Concerns over Falling Market Depth
1Limitation Period for Investor Complaints
1Margin Funding Norms

OTHER ITEMS
1Derivatives Exposure in PMS
1Market Wide Limits
1Disclosure of Institutional Trades
1PAN / DP ID verification during IPO building
1Know Your Client (KYC)
1Trade Confirmation by SMS
1Consolidation amongst Brokers
1Net Worth Criteria for Stock Brokers
1Takeover Regulations
1SEBI Debarment Orders
1Permission to grant members to register trading firms
    a Limited Liability Partnerships (LLP)
1Shareholders not forming part of dominant group
1Subsidiaries Abroad

24-03-11 Download


Letters to SEBI

S.No. Issues Date of Letter Download
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